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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-07-27 |
| TX | RA | APPROVED | 2022-07-27 |
Branch Locations
16020 Swingley Ridge Road Suite 135, Chesterfield, MO 63017 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Chesterfield | MO | 09/2019 | 07/2022 |
| Droms Strauss Wealth Management | Saint Louis | MO | 06/2018 | 09/2019 |
| Financial Legacy Associates | Chesterfield | MO | 03/2014 | 06/2018 |
| Kestra Investment Services Llc | Chesterfield | MO | 07/2022 | Present |
| Kestra Advisory Services Llc | Chesterfield | MO | 07/2022 | Present |
Business Name: HERTZLER WEALTH MANAGEMENT, LLC POSITION: employee NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/28/2022 ADDRESS: 16020 Swingley Ridge Road, Suite 135, Chesterfield MO 63017 DESCRIPTION: This provides the business structure and DBA for activities related to being a Registered Representative for Kestra IS and an IAR for Kestra AS for both myself and James Hertzler. We also will be engaged in selling life insurance, long-term care insurance, and fixed annuities as appropriate. KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/28/2022 ADDRESS: 5707 southwest pkwy,, BLDG 2, suite 400, Austin TX 78735, United States DESCRIPTION: Provide services as an IAR of Kestra Advisory Services, LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-21 |
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