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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-31
  • PA RA
    APPROVED
    Since 2024-07-31

Branch Locations

3500 Winchester Road, Suite 151, Allentown, PA 18104 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Company Horsham PA 11/2014 Present
Hornor, Townsend & Kent, Inc Horsham PA 11/2014 07/2024
Lpl Financial Llc Allentown PA 07/2024 Present
  • 11/2014 → Present
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 11/2014 → 07/2024
    Hornor, Townsend & Kent, Inc
    Horsham, PA
  • 07/2024 → Present
    Lpl Financial Llc
    Allentown, PA
Previous Registrations
  • 2014-12-23 → 2024-07-31
    Conshohocken, PA
    Allentown, PA
    Nazareth, PA
  • 2014-10-27 → 2014-11-06
    Msi Financial Services, Inc.
    Plymouth Meeting, PA
Other Businesses

1) 06/21/2024 - DREAM STRATEGIES GROUP, LLC - Business Entity For Tax/Investment Purposes Only - Sole Owner - PA 18055 - Non investment related - 160 Hours per month - Start date: 01/03/2022. 2) 06/21/2024 - Insurance Sales - Non-Variable Insurance - Selling: Life Insurance, Fixed Annuities, Disability Insurance, Long-term care, Penn Mutual Life - PA 18104 - Investment related - 160 Hours per month - Start date: 08/01/2024. 3) 06/21/2024 - Great Valley Advisor Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 06/21/2024 - GVA WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 5) 08/06/2024 - Great Valley Advisor Group Inc. - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours per Month/ 8 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-29
  • S66 Uniform Combined State Law Examination
    2014-09-29
Other Names
  • Nicholas Weidman

View on SEC IAPD

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