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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-07-31 |
Branch Locations
3500 Winchester Road, Suite 151, Allentown, PA 18104 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Horsham | PA | 11/2014 | Present |
| Hornor, Townsend & Kent, Inc | Horsham | PA | 11/2014 | 07/2024 |
| Lpl Financial Llc | Allentown | PA | 07/2024 | Present |
1) 06/21/2024 - DREAM STRATEGIES GROUP, LLC - Business Entity For Tax/Investment Purposes Only - Sole Owner - PA 18055 - Non investment related - 160 Hours per month - Start date: 01/03/2022. 2) 06/21/2024 - Insurance Sales - Non-Variable Insurance - Selling: Life Insurance, Fixed Annuities, Disability Insurance, Long-term care, Penn Mutual Life - PA 18104 - Investment related - 160 Hours per month - Start date: 08/01/2024. 3) 06/21/2024 - Great Valley Advisor Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 06/21/2024 - GVA WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 5) 08/06/2024 - Great Valley Advisor Group Inc. - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours per Month/ 8 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-29 |
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