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Frank Kuo

Wells Fargo Clearing Services, LLC

Irvine, CA

Irvine, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-13
  • CA RA
    APPROVED
    Since 2023-11-13

Branch Locations

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

6360 Irvine Blvd, Irvine, CA 92620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Irvine CA 03/2014 11/2023
Jpmorgan Chase Bank Irvine CA 03/2014 11/2023
Uber San Francisco CA 03/2015 12/2017
Lyft Huntington Beach CA 03/2016 12/2017
Royal Black Usa Inc Garden Grove CA 08/2017 03/2019
Wells Fargo Clearing Services, Llc Irvine CA 11/2023 Present
  • 03/2014 → 11/2023
    Jp Morgan Securities Llc
    Irvine, CA
  • 03/2014 → 11/2023
    Jpmorgan Chase Bank
    Irvine, CA
  • 03/2015 → 12/2017
    Uber
    San Francisco, CA
  • 03/2016 → 12/2017
    Lyft
    Huntington Beach, CA
  • 08/2017 → 03/2019
    Royal Black Usa Inc
    Garden Grove, CA
  • 11/2023 → Present
    Wells Fargo Clearing Services, Llc
    Irvine, CA
Previous Registrations
Other Businesses

CHEFS KITCHEN, LLC; INV RELATED; FULLERTON, CA; RESTAURANT; 20% OWNERSHIP; START DATE 06/30/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-09
S63 Uniform Securities Agent State Law Examination 2014-04-30
  • S66 Uniform Combined State Law Examination
    2018-03-09
  • S63 Uniform Securities Agent State Law Examination
    2014-04-30
Other Names
  • Jung Hsi Kuo
  • Frank Kuo
  • Jung Hsi Kuo
  • Jung-Hsi Kuo

View on SEC IAPD

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Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA
EQUITABLE ADVISORS, LLC · IRVINE, CA

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