Matthew Richard Peterson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-10-29
CO	RA	APPROVED	2014-05-30

TX RA
APPROVED

Since 2015-10-29
CO RA
APPROVED

Since 2014-05-30

Branch Locations

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

4165 E Wildcat Reserve Pkwy, Highlands Ranch, CO 80126 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Centennial	CO	06/2006	Present
Wells Fargo Advisors Llc	Centennial	CO	03/2014	11/2016
Wells Fargo Clearing Services, Llc	Centennial	CO	11/2016	Present

06/2006 → Present

Wells Fargo Bank Na

Centennial, CO
03/2014 → 11/2016

Wells Fargo Advisors Llc

Centennial, CO
11/2016 → Present

Wells Fargo Clearing Services, Llc

Centennial, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-30

S66 Uniform Combined State Law Examination

2014-05-30

Other Names

Matt Peterson

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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