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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-06-28
  • CT RA
    APPROVED
    Since 2021-06-28

Branch Locations

357 Bank St, Waterbury, CT 06708 • United States

2084 N. Main St, Waterbury, CT 06704 • United States

295 Westport Ave, Norwalk, CT 06851 • United States

90 Mill Plain Road, Danbury, CT 06811 • United States

1 Kent Road, New Milford, CT 06776 • United States

154 Federal Road, Brookfield, CT 06804 • United States

100 Route 37, New Fairfield, CT 06812 • United States

40 Grassy Plain St, Bethel, CT 06801 • United States

20 Church Hill Road, Newtown, CT 06470 • United States

325 Main Street South, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Stamford CT 02/2015 04/2017
Jpmorgan Chase Bank Stamford CT 02/2015 04/2017
Connecticut State Referee Program Newington CT 04/2017 Present
Key Investment Services Llc Manchester CT 06/2017 05/2019
Keybank Orange CT 05/2017 06/2021
Key Investment Services Llc Manchester CT 05/2019 12/2020
Key Investment Services Llc Orange CT 12/2020 06/2021
Infinex Investments, Inc. Meriden CT 06/2021 Present
Savings Bank Of Danbury Danbury CT 06/2021 Present
  • 02/2015 → 04/2017
    Jp Morgan Securities Llc
    Stamford, CT
  • 02/2015 → 04/2017
    Jpmorgan Chase Bank
    Stamford, CT
  • 04/2017 → Present
    Connecticut State Referee Program
    Newington, CT
  • 06/2017 → 05/2019
    Manchester, CT
  • 05/2017 → 06/2021
    Keybank
    Orange, CT
  • 05/2019 → 12/2020
    Manchester, CT
  • 12/2020 → 06/2021
    Orange, CT
  • 06/2021 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 06/2021 → Present
    Savings Bank Of Danbury
    Danbury, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-30
S63 Uniform Securities Agent State Law Examination 2014-07-01
  • S66 Uniform Combined State Law Examination
    2020-12-30
  • S63 Uniform Securities Agent State Law Examination
    2014-07-01
Other Names
  • Kevin G Smith
  • Kevin Smith

View on SEC IAPD

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