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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-11-30 |
| CT | RA | APPROVED | 2014-07-21 |
Branch Locations
123 Bank Street 1St Floor, Waterbury, CT 06702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Maidens | VA | 07/2014 | Present |
| Webster Bank Na | Southington | CT | 10/2006 | Present |
(1) 06/29/2016: Webster Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 11/14/2016: Webster Bank NA - Financial Institution Duty - Investment Related - 200 Executive Blvd, Southington, CT - Start 10/26/2006 - 120 Hr/Mo; 120 Hour(s) During Securities Trading - Compliance Manager/VP
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-17 |
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