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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-04-12 |
Branch Locations
123 Bank Street 1St Floor, Waterbury, CT 06702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Bridgeport | CT | 06/2000 | 04/2019 |
| Webster Bank | Southington | CT | 04/2019 | Present |
| Lpl Financial Llc | Southington | CT | 04/2019 | Present |
1)04/05/2019 - Webster Investments - DBA for LPL Business (entity for LPL business) - inv rel - doing business at reported business location(s) 204/12/2019 - Webster Bank - Financial Institution Duty - inv rel - at reported business location(s) - start: 04/08/2019 2). 04/12/2019 - Webster Bank - Investment related - At reported business location(s) - Financial Institution Duty - start date:04/09/2019 - 0 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-18 |
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