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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-03 |
Branch Locations
123 Bank Street 1St Floor, Waterbury, CT 06702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Waterbury | CT | 02/2026 | Present |
| Webster Bank | Waterbury | CT | 12/2023 | Present |
| Unemployed | Saugatuck | CT | 06/2023 | 12/2023 |
| People'S Securities, Inc. | Bridgeport | CT | 02/1999 | 06/2023 |
1. "Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Inv Rel - At Reported Business Location (s) - Start Date:02/2026 2. 02/2026 - Webster Bank - Financial Institution Duty - Inv Related - 160 Hour(s)/Month - 120 Hour(s) During Trading - Waterbury CT 06702 - OBA Start Date: 12/11/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-28 |
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