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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-08 |
| IL | RA | APPROVED | 2025-12-16 |
| AL | RA | APPROVED | 2025-12-05 |
| NJ | RA | APPROVED | 2025-10-15 |
| MD | RA | APPROVED | 2025-05-07 |
| AZ | RA | APPROVED | 2025-02-24 |
| GA | RA | APPROVED | 2025-02-06 |
| CA | RA | APPROVED | 2024-12-03 |
| CO | RA | APPROVED | 2024-12-03 |
| OR | RA | APPROVED | 2024-11-27 |
| FL | RA | APPROVED | 2024-11-25 |
| TX | RA | APPROVED | 2024-11-15 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prolook, Llc. | Frisco | TX | 09/2021 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 10/2021 | 12/2023 |
| Baseball Prodigy, Llc. | Frisco | TX | 09/2019 | 11/2024 |
| Bank Of America, N.A. | Frisco | TX | 01/2022 | 12/2023 |
| Nylife Securities, Llc. | Dallas | TX | 01/2024 | 11/2024 |
| New York Life Insurance Company | Dallas | TX | 01/2024 | 11/2024 |
| Pro Source Athletics, Llc. | Frisco | TX | 04/2004 | 11/2024 |
| Eagle Strategies Llc | Dallas | TX | 01/2024 | 11/2024 |
| Guardian Life Insurance Company | Frisco | TX | 11/2024 | 06/2025 |
| Park Avenue Securities | Frisco | TX | 11/2024 | 06/2025 |
| Park Avenue Securities | Estero | FL | 06/2025 | Present |
| Guardian Life Insurance Company | Estero | FL | 06/2025 | Present |
1) Baseball Prodigy, LLC., College Baseball Recruiting via an app called Pro Look Sports Group, Start Date: 10/1/2019 Address: 2190 Poppyvine Road, Frisco, Texas 75033, 2 total hours per month; 0 hours during securities trading hours, not investment related, Less than 10% annual compensation. 2) Insurance outside of Guardian, Start Date: 10/1/2025, Address:4200 W Cypress Street Suite 700 Tampa, FL 33607, 1 total hour per month; 1 hour during securities trading, Investment related, Less than 10% annual compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-22 |
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