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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-06-13 |
| TX | RA | APPROVED | 2019-06-12 |
Branch Locations
5060 California Ave 11Th Fl, Bakersfield, CA 93309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bakersfield | CA | 01/2015 | 01/2019 |
| Bank Of America, N.A. | Bakersfield | CA | 01/2015 | 01/2019 |
| Ubs Financial Services Inc | Bakersfield | CA | 01/2019 | 06/2019 |
| Wells Fargo Clearing Services Llc | Bakersfield | CA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-01 |
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