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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-01
NJ RA APPROVED 2006-08-16
  • TX RA
    APPROVED_RES
    Since 2016-04-01
  • NJ RA
    APPROVED
    Since 2006-08-16

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Edison NJ 03/2006 Present
Bank Of America,Na Edison NJ 09/2009 Present
  • 03/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Edison, NJ
  • 09/2009 → Present
    Bank Of America,Na
    Edison, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-15
  • S66 Uniform Combined State Law Examination
    2006-08-15

View on SEC IAPD

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