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Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-12-15
NY RA APPROVED 2023-12-15
  • IN RA
    APPROVED
    Since 2023-12-15
  • NY RA
    APPROVED
    Since 2023-12-15

Branch Locations

13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA

300 Park Avenue Floor 5, Ste 514, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Llc Franklin TN 02/2014 03/2017
Uber Nashville TN 01/2016 05/2020
Proequities, Inc. New York NY 04/2017 05/2020
Protective Life New York NY 02/2017 05/2020
Brighthouse Financial Charlotte NC 05/2020 01/2023
Nationwide Investment Services Corporation Columbus OH 01/2023 11/2023
Vineyard Financial Evansville IN 12/2023 Present
Madison Avenue Securities San Diego CA 12/2023 Present
  • 02/2014 → 03/2017
    Jackson National Life Distributors Llc
    Franklin, TN
  • 01/2016 → 05/2020
    Uber
    Nashville, TN
  • 04/2017 → 05/2020
    Proequities, Inc.
    New York, NY
  • 02/2017 → 05/2020
    Protective Life
    New York, NY
  • 05/2020 → 01/2023
    Brighthouse Financial
    Charlotte, NC
  • 01/2023 → 11/2023
    Nationwide Investment Services Corporation
    Columbus, OH
  • 12/2023 → Present
    Vineyard Financial
    Evansville, IN
  • 12/2023 → Present
    Madison Avenue Securities
    San Diego, CA
Other Businesses

1) Name: Vineyard Financial; Address: 20 NW 3rd Street, Suite 300, Evansville, IN 47708; Investment Related: Yes; Position: Financial Advisor; Duties: Responsible for prospecting and bringing on my own clients; Hours Per Week: 10-20 Hours; Start Date: 11/2023 2) Name: Successor Trustee for Dominick Gallo; Investment Related: No; Position: Successor Trustee; Duties: Successor Trustee - Only will do this if something happens to current trustee; Start Date: 12/16/2024 3.) Name: AE Medicare Solutions; Investment Related: No; Nature of the Business: Medicare Solutions; Position: Medicare Referral Partner; Hours Per Week: Less Than 1 Hour; Start Date: 5/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-01
S63 Uniform Securities Agent State Law Examination 2014-05-17
  • S65 Uniform Investment Adviser Law Examination
    2023-12-01
  • S63 Uniform Securities Agent State Law Examination
    2014-05-17
Other Names
  • Wesley Scott Ford
  • Wesley Ford

View on SEC IAPD

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