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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-18
SC RA APPROVED 2014-05-22
  • TX RA
    APPROVED
    Since 2015-05-18
  • SC RA
    APPROVED
    Since 2014-05-22

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Myrtle Beach SC 02/2014 Present
Bank Of America, N.A. Myrtle Beach SC 07/2014 Present
Other Businesses

I*81641For profit or not for profit: Non-Profit OrganizationName of outside business organization: Horry Georgetown Technical FoundationInvestment related: NAddress of business:Myrtle Beach, South Carolina 29577Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 5/28/2015Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 2Duties: Enhance the image of the College in the community and support programs and activites of the students, faculty, and staff.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-16
  • S66 Uniform Combined State Law Examination
    2014-05-16
Other Names
  • John H Sawyer

View on SEC IAPD

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