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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-12-09
SC RA APPROVED 2005-07-25
  • TX RA
    APPROVED
    Since 2005-12-09
  • SC RA
    APPROVED
    Since 2005-07-25

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Myrtle Beach SC 03/2005 Present
Bank Of America, N.A. Myrtle Beach SC 12/2009 Present
Other Businesses

I*94239FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CARLOS SOTOINVESTMENT RELATED: NADDRESS OF BUSINESS:MYRTLE BEACH, SOUTH CAROLINA 29577NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/22/2016NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RESIDENTIAL HOME RENTAL LANDLORD. I*2472258, Entity Type: Entity Charitable, Name of OBA: St. Andrew's Catholic Church - Fraternus Chapter Commander, Address: Myrtle Beach, South Carolina, 29577, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 05/16/2025, No Hours: 12 Monthly, No Hours during Trading: 0 Monthly, Duties: Fraternus is a Catholic Fraternal organization that brings men of all ages together through a framework of prayer, mentoring and formation. The Commander is the leader within the chapter, responsible for guiding and mentoring young men in the pursuit of virtue and faith. The Commander leads the chapter's activities, mentors young men and ensures adherence to the organization's principles. I*1233344, Entity Type: Entity For Profit, Name of OBA: Atlantic Collegiate Academy, Address: Conway, South Carolina, 29526, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 06/12/2023, No Hours: 5 Monthly, No Hours during Trading: 1 Monthly, Duties: ACA is a public charter school catering to students who want a focus on academics and elite athletics. I have been selected to transition from the planning committee to be a board member where I will continue to be an advocate for the school while keeping leadership accountable to pursuing the mission of ACA. As Vice-Chairman, I will need to approve contracts and payment of bills through our pay system.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-21
  • S66 Uniform Combined State Law Examination
    2005-07-21
Other Names
  • Charlie R Soto
  • Charlie Soto
  • Charlie Soto

View on SEC IAPD

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