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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-10-24 |
| SC | RA | APPROVED | 2017-02-10 |
Branch Locations
2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | New York | NY | 06/2016 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Myrtle Beach | SC | 01/2017 | Present |
| Bank Of America, N.A. | Myrtle Beach | SC | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-18 |
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