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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-22
MD RA APPROVED 2017-10-13
  • TX RA
    APPROVED
    Since 2018-03-22
  • MD RA
    APPROVED
    Since 2017-10-13

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

100 International Dr, Baltimore, MD 21202 • United States

Dundalk, MD • United States

39 E Churchville Rd, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Owings Mills MD 09/2014 Present
Bank Of America, N.A. Owings Mills MD 09/2014 Present
Other Businesses

I*524243 For profit or not for profit: Entity For Profit Name of outside business organization: Bike Doctor Investment related: N Address of business: bel air, Maryland, 21015 Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 10/9/2021 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Local bike shop, I will be assisting customers with purchasing bikes and bike parts as well as completing minor repairs on their bikes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-12
  • S66 Uniform Combined State Law Examination
    2017-10-12
Other Names
  • Karl Weber

View on SEC IAPD

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