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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-18
SC RA APPROVED 2024-11-19
  • TX RA
    APPROVED
    Since 2024-12-18
  • SC RA
    APPROVED
    Since 2024-11-19

Branch Locations

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Myrtle Beach SC 10/2023 Present
Beck Bode, Llc Dedham MA 03/2022 09/2023
Self-Employment Aynor SC 05/2021 08/2023
Coastal Carolina University Conway SC 01/2021 05/2024
Anderson University Anderson SC 08/2020 12/2020
Rivertown Pharmacy Conway SC 05/2020 07/2020
Aynor High School Aynor SC 08/2016 06/2020
Kj's Pharmacy Aynor SC 06/2018 08/2018
  • 10/2023 → Present
    Myrtle Beach, SC
  • 03/2022 → 09/2023
    Beck Bode, Llc
    Dedham, MA
  • 05/2021 → 08/2023
    Self-Employment
    Aynor, SC
  • 01/2021 → 05/2024
    Coastal Carolina University
    Conway, SC
  • 08/2020 → 12/2020
    Anderson University
    Anderson, SC
  • 05/2020 → 07/2020
    Rivertown Pharmacy
    Conway, SC
  • 08/2016 → 06/2020
    Aynor High School
    Aynor, SC
  • 06/2018 → 08/2018
    Kj's Pharmacy
    Aynor, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-18
  • S66 Uniform Combined State Law Examination
    2024-11-18
Other Names
  • Faith L Davis
  • Faith Lauren Davis

View on SEC IAPD

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