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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-12 |
| TX | RA | APPROVED | 2024-02-23 |
Branch Locations
600 N Marienfeld Suite 310, Midland, TX 79701 • United States
40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Midland | TX | 07/2008 | Present |
| Wells Fargo Advisors Llc | Midland | TX | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Midland | TX | 11/2016 | 02/2024 |
| &Partners, Llc | Midland | TX | 02/2024 | Present |
GOOD LUCK INVESTMENTS, NOT INV RELATED, MIDLAND, TX, HANGAR CLEANING CREW, START 6/1/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, CLEANING THE PLANE HANGAR AFTER HOURS. GOOD LUCK INVESTMENTS (HANGAR) POSITION: Miscellaneous office admin- cleaning, decorating etc. NATURE: Cleaning and holiday decorating. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: Midland, TX 79702, United States DESCRIPTION: Cleaning and office decorating. LUCKY HEALTH AND SAFETY POSITION: Miscellaneous office admin- cleaning, decorating etc. NATURE: Cleaning and holiday decorating. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: Midland, TX 79702, United States DESCRIPTION: Cleaning and office decorating. LUCKY RENTAL SERVICES/LUCKY TOOL POSITION: Miscellaneous office admin- cleaning, decorating etc. NATURE: Cleaning and holiday decorating. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: Midland, TX 79702, United States DESCRIPTION: Cleaning and office decorating. NA-SELF POSITION: Tree Decorator NATURE: Holiday decorating - seasonal. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: United States DESCRIPTION: Decorating houses/trees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-09 |
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