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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-13 |
| TN | RA | APPROVED | 2023-03-02 |
| AL | RA | APPROVED | 2022-11-22 |
Branch Locations
6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States
210 Royal Oaks Blvd, Franklin, TN 37064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Bank | Nashville | TN | 06/2016 | 01/2019 |
| Suntrust Investment Services, Inc | Atlanta | GA | 06/2016 | 01/2019 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 01/2019 |
| Fifth Third Bank | Brentwood | TN | 01/2019 | 11/2022 |
| Fifth Third Securities | Brentwood | TN | 01/2019 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-29 |
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