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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
WA RA APPROVED 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-13
  • WA RA
    APPROVED
    Since 2026-02-13

Branch Locations

1436 S 312Th St, Federal Way, WA 98003 • United States

33650 21St Ave Sw, Federal Way, WA 98023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Lacey WA 09/2012 08/2021
U.S. Bancorp Investments, Inc. Lacey WA 06/2020 08/2021
Ameriprise Financial Services Llc Gig Harbor, WA 08/2021 03/2024
U.S. Bancorp Investments, Inc. Federal Way WA 03/2024 02/2026
U.S. Bancorp Advisors, Llc Federal Way WA 02/2026 Present
Previous Registrations
Other Businesses

1) ADU Tacoma Rent; Investment-related; Tacoma, WA; Rental; Owner; 01/2024; 1 hours/ month; 0 hours/ trading; Collecting rent. 2) Ruston Rental; Investment-related; Ruston, WA; Single family rental home; Owner; 10/2023; 1 hour/ month; 0 hours/ trading; Collecting rent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-24
S63 Uniform Securities Agent State Law Examination 2021-02-02
  • S65 Uniform Investment Adviser Law Examination
    2021-09-24
  • S63 Uniform Securities Agent State Law Examination
    2021-02-02

View on SEC IAPD

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