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Matthew Edward Weeks

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-10
GA RA APPROVED 2022-04-12
NY RA APPROVED 2021-10-26
TX RA APPROVED 2017-08-07
NJ RA APPROVED 2015-09-09
  • OH RA
    APPROVED
    Since 2023-02-10
  • GA RA
    APPROVED
    Since 2022-04-12
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2017-08-07
  • NJ RA
    APPROVED
    Since 2015-09-09

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 08/2015 Present
  • 08/2015 → Present
    Ubs Financial Services
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-02
S63 Uniform Securities Agent State Law Examination 2014-12-29
  • S65 Uniform Investment Adviser Law Examination
    2015-09-02
  • S63 Uniform Securities Agent State Law Examination
    2014-12-29

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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