Thomas Rafferty

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 07/2025
  Fidelity Brokerage Services, Llc
  Jacksonville, FL
• 07/2018 → 07/2025
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 03/2025 → 07/2025
  Fidelity Investments
  Boston, MA
• 07/2025 → Present
  Citizens Securities Inc.,
  Troy, MI

Previous Registrations

• 2025-03-31 → 2025-07-08
  Strategic Advisers Llc
  Farmington, MI
  Lake Orion, MI
  Boston, MA
• 2018-07-13 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Boston, MA
  Lake Orion, MI
  Farmington, MI
• 2014-10-07 → 2018-07-13
  Strategic Advisers Llc
  Jacksonville, FL
  Jacksonville, FL

Exams

• S66 Uniform Combined State Law Examination
  2014-09-24
• S63 Uniform Securities Agent State Law Examination
  2014-04-04

Designations

• Certified Financial Planner

Other Names

• Tom Rafferty
• Thomas Alfred Rafferty