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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2014-12-15 |
| AL | RA | APPROVED | 2014-12-09 |
| GA | RA | APPROVED | 2014-12-04 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
4 George C Wilson Ct. Suite A, Augusta, GA 30909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 11/2014 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 11/2014 | Present |
1) DBA: ALLIANCE WEALTH ADVISORS, LLC - 4 GEORGE C WILSON CT. SUITE A AUGUSTA, GA 30909; INVESTMENT RELATED; FINANCIAL ADVISOR; FINANCIAL ADVISING; 80% OF TIME SPENT 2) FIXED INSURANCE - 4 GEORGE C WILSON CT. SUITE A AUGUSTA, GA 30909; NON INVESTMENT RELATED; FINANCIAL ADVISOR; EDUCATE CLIENTS ON INSURANCE PLANNING BOTH LIFE AND LONG TERM CARE; 5% OF TIME SPENT. 3) RAY LEWIS & FAMILY HOLDINGS LLC - 4 GEORGE C WILSON CT. SUITE A & B ,AUGUSTA, GA 30909; START DATE NOVEMBER 12, 2025; INVESTMENT RELATED; OFFICE RENTAL SPACE; MANAGING PARTNER; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-20 |
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