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Lorna G. Rein

J.P. Morgan Securities LLC

Denver, CO

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-02
  • NY RA
    APPROVED
    Since 2023-03-02

Branch Locations

1455 16Th Street Mall, Denver, CO 80202 • United States

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 02/2014 03/2022
Bank Of America Corporation Denver CO 02/2014 02/2022
Jpmorgan Chase Bank, N.A. New York NY 03/2022 Present
J.P. Morgan Securities Llc New York NY 04/2022 Present
  • 02/2014 → 03/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Denver, CO
  • 02/2014 → 02/2022
    Bank Of America Corporation
    Denver, CO
  • 03/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 04/2022 → Present
    J.P. Morgan Securities Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-08
  • S66 Uniform Combined State Law Examination
    2022-06-08
Other Names
  • Lorna Gay Arfsten
  • Lorna Gay Sawicki
  • Lorna Gay Nixon
  • Lorna Gay Stanley
  • Lorna Gay Rein
  • Lg Rein
  • Lorna Gay Rein Stanley
  • Lorna G Rein

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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