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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-28
CA RA APPROVED 2022-06-29
  • TX RA
    APPROVED
    Since 2023-11-28
  • CA RA
    APPROVED
    Since 2022-06-29

Branch Locations

8850 Navajo Road, San Diego, CA 92119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Diego CA 02/2014 Present
Jp Morgan Chase Bank San Diego CA 02/2014 01/2017
Jpmorgan Chase Bank, N.A. San Diego CA 01/2017 Present
  • 02/2014 → Present
    San Diego, CA
  • 02/2014 → 01/2017
    Jp Morgan Chase Bank
    San Diego, CA
  • 01/2017 → Present
    Jpmorgan Chase Bank, N.A.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-04
S63 Uniform Securities Agent State Law Examination 2014-04-18
  • S66 Uniform Combined State Law Examination
    2022-01-04
  • S63 Uniform Securities Agent State Law Examination
    2014-04-18
Other Names
  • Heather Hurmiz

View on SEC IAPD

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