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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-30 |
| FL | RA | APPROVED | 2025-02-20 |
| PA | RA | APPROVED | 2023-11-03 |
Branch Locations
800 Township Line Road Suite 125, Yardley, PA 19067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities | Atlanta | GA | 02/2014 | 11/2023 |
| Osaic Wealth, Inc. | Langhorne | PA | 11/2023 | Present |
1) ANDREW CONNOLLY POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/02/2014 ADDRESS: 800 Township Line Rd, Suite 125, Yardley PA 19067, United States DESCRIPTION: Selling life insurance 2) ANDREW CONNOLLY - NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2019 ADDRESS: 800 Township Line Rd., Suite 125, Yardley PA 19067, United States DESCRIPTION: Notary Public 3) LUMEN FINANCIAL GROUP POSITION: Tax Preparer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 12 START DATE: 01/01/2014 ADDRESS: 800 Township Line Rd., Suite 125, Yardley PA 19067, United States DESCRIPTION: Tax Preparation 4) LEGACY FINANCIAL GROUP POSITION: Advisor NATURE: Corporate INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 01/02/2014 ADDRESS: 800 Township Line Rd., Suite 125, Yardley PA 19067, United States DESCRIPTION: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-11 |
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