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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-06-24
TX RA APPROVED 2016-11-02
  • MI RA
    APPROVED
    Since 2024-06-24
  • TX RA
    APPROVED
    Since 2016-11-02

Branch Locations

9590 Six Pines Dr, The Woodlands, TX 77380 • United States

10010 Woodlands Pkwy, The Woodlands, TX 77382 • United States

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024-0242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Montgomery Development Group Montgomery TX 01/2016 10/2016
Jp Morgan Chase Bank Houston TX 10/2016 Present
Jp Morgan Securities, Llc Houston TX 10/2016 Present
  • 01/2016 → 10/2016
    South Montgomery Development Group
    Montgomery, TX
  • 10/2016 → Present
    Jp Morgan Chase Bank
    Houston, TX
  • 10/2016 → Present
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-30
  • S66 Uniform Combined State Law Examination
    2015-06-30
Other Names
  • Davis Lee Schroeder

View on SEC IAPD

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