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Account
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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-01-10 |
| NV | RA | APPROVED | 2022-01-25 |
| NE | RA | APPROVED | 2022-01-19 |
| AR | RA | APPROVED | 2022-01-18 |
| MS | RA | APPROVED | 2022-01-18 |
| WA | RA | APPROVED | 2022-01-18 |
| AL | RA | APPROVED | 2022-01-13 |
| DE | RA | APPROVED | 2022-01-13 |
| IL | RA | APPROVED | 2022-01-13 |
| OK | RA | APPROVED | 2022-01-13 |
| RI | RA | APPROVED | 2022-01-13 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 11/2014 | 03/2018 |
| Ameriprise Financial Services Inc | Minneapolis | MN | 03/2018 | 03/2020 |
| U.S. Bancorp Investments, Inc. | Chicago | IL | 03/2020 | 12/2021 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 12/2021 | Present |
Name of Activity: Rental Real Estate; Date Activity Started/Modified/Ended: 6/15/2024; Type of Activity: Field is Blank!; Role/Relationship: Owner/ Proprietor; Responsibilities: Property Management/Owner; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-18 |
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