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Shelby Lanae Yeh

Ameriprise Financial Services, LLC

San Diego, CA

San Diego, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-09
TX RA APPROVED 2022-12-09
  • CA RA
    APPROVED
    Since 2022-12-09
  • TX RA
    APPROVED
    Since 2022-12-09

Branch Locations

4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Diego CA 01/2014 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 12/2022
Ameriprise Financial Services, Llc San Diego CA 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-17
  • S66 Uniform Combined State Law Examination
    2015-04-17
Other Names
  • Shelby Lanae Wong
  • Shelby Yeh

View on SEC IAPD

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