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Kyle M Schau

LPl Financial LLC

Carmel, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-09
IN RA APPROVED 2019-06-20
  • TX RA
    APPROVED
    Since 2023-02-09
  • IN RA
    APPROVED
    Since 2019-06-20

Branch Locations

401 Pennsylvania Pkwy # 200, Carmel, IN 46280 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Indianapolis IN 11/2015 Present
Other Businesses

1. 06/15/2026 - LHD Benefits/Outside/W-2 Employment - Not Investment Related - Carmel, IN - Start Date 11/01/2015 - 160 hours per month/ 130 hours during trading 2. 06/15/2026 - LHD Retirement/DBA for LPL Business (entity for LPL business)/Investment Related - At Reported Business Location(s) - Start Date 11/2015 - 160 hours per month/ 130 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-06-13
  • S63 Uniform Securities Agent State Law Examination
    2014-06-13
Designations

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC
ARCHER INVESTMENT CORPORATION

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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