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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-08-25
  • CO RA
    APPROVED
    Since 2020-08-25

Branch Locations

501 S Cherry St, Suite 490, Denver, CO 80246 • United States

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Denver CO 03/2014 08/2020
Thrivent Financial Appleton WI 07/2014 08/2020
Thrivent Advisor Network, Llc D/B/A 5280 Associates Denver CO 08/2020 Present
Purshe Kaplan Sterling Investments, Inc. Albany NY 09/2020 07/2024
Thrivent Investment Management Inc Minneapolis MN 08/2024 Present
  • 03/2014 → 08/2020
    Denver, CO
  • 07/2014 → 08/2020
    Thrivent Financial
    Appleton, WI
  • 08/2020 → Present
    Thrivent Advisor Network, Llc D/B/A 5280 Associates
    Denver, CO
  • 09/2020 → 07/2024
    Purshe Kaplan Sterling Investments, Inc.
    Albany, NY
  • 08/2024 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

2378 XANTHIA POSITION: Joint Owner NATURE: This is a rental propertyowned by my wife and me.It is managed by a property manager, and our role is fairly passive, though the property manager does discuss and ask for approval onmajor maintence items, and while she screens potentialapplicants we make the final decision.We have very little direct contact with the tenants, and no one I have ever workedwith on any basis has been a tenant, or will be, to the best of my knowledge.Our current goal regarding the property is to break even, and pay down debt so it will eventually provide income. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2012 ADDRESS: 2378 Xanthia St, Denver CO 80238, United States DESCRIPTION: We are fairly passive, but wefinal decision makersregarding things like major maintenance issues, rent, final tenent approval, etc. We aren't involved in the day to day, but still are interested property owners. THRIVENT ADVISOR NETWORK, LLC (DBA 5280 ASSOCIATES) POSITION: Executive Director, Investment Operations And Financial Planning NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 08/25/2020 ADDRESS: 501 S Cherry St, Ste 490, Denver CO 80246, United States DESCRIPTION: Provide investment advisory service to retail clients FIXED INSURANCE POSITION: Agent NATURE: Fixed/Traditional Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020 ADDRESS: 501 S. CHERRY STREET, SUITE 490, Denver CO 80246, United States DESCRIPTION: Sales of Fixed/Traditional Insurance products SKI TIP RANCH RENTAL POSITION: Co-Owner NATURE: Rental Property to provide income for debt service initially, and retirement income eventually. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2017 ADDRESS: 226 Alpern Rose PL, #8723, Keystone CO 80435, United States DESCRIPTION: A property management company will be used to handle marketing, bookings, and set rates. I will ensure bills are paid and handle any required maintenance and repairs. AHW ADVISORS, LLC DBA 5280 ASSOCIATES POSITION: Shareholder NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 501 S Cherry St, Ste 490, Denver CO 80238, United States DESCRIPTION: None, my shares are non-voting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-24
  • S66 Uniform Combined State Law Examination
    2014-03-24
Other Names
  • Ted Kouba
  • Ted Kouba

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