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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-02 |
| CA | RA | APPROVED | 2023-02-27 |
Branch Locations
11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Escondido | CA | 02/2010 | 11/2022 |
| Wells Fargo Advisors Llc | Escondido | CA | 01/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Escondido | CA | 11/2016 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 12/2022 | Present |
| Bank Of America, N.A. | San Diego | CA | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-12 |
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