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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-23
  • NJ RA
    APPROVED
    Since 2021-06-23

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

396 Renaissance Blvd E, North Brunswick, NJ 08902 • United States

300 Route 18 Midstate Mall, East Brunswick, NJ 08816 • United States

756 States Route 18, East Brunswick, NJ 08816 • United States

28 Concordia Shopping Center Dr, Monroe Township, NJ 08831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. South Plainfield NJ 01/2014 11/2016
Wells Fargo Bank Na South Plainfield NJ 01/2013 Present
Wells Fargo Clearing Services, Llc South Plainfield NJ 11/2016 Present
  • 01/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    South Plainfield, NJ
  • 01/2013 → Present
    Wells Fargo Bank Na
    South Plainfield, NJ
  • 11/2016 → Present
    South Plainfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-28
S63 Uniform Securities Agent State Law Examination 2014-05-29
  • S66 Uniform Combined State Law Examination
    2020-10-28
  • S63 Uniform Securities Agent State Law Examination
    2014-05-29

View on SEC IAPD

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