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333 S 7Th Street, Suite 2370, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-08-13 |
Branch Locations
333 S 7Th Street, Suite 2370, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | St. Paul | MN | 06/2016 | 06/2018 |
| Wells Fargo Advisors Financial Network, Llc/Pmwmg Llc | Minneapolis | MN | 06/2018 | Present |
COTTAGE COUTURE, LLC; NOT INV RELATED; WOODBURY, MN; INTERIOR DESIGN; 100% OWNERSHIP WITH SPOUSE; START 4/1/2003; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER.; POWER OF ATTORNEY FOR PARENTS; INV RELATED; MESA; AZ; START: 6/2018; 80 HRS/MO; 0 DURING TRADING.; TRUSTEE FOR FAMILY TRUST, INV RELATED, WOODBURY, MN, START: 4/01/2023, 25 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-25 |
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