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Tommy Ngoc Lenguyen

J.P. Morgan Securities LLC

Westminster, CA

Westminster, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-18
  • CA RA
    APPROVED
    Since 2021-02-18

Branch Locations

15512 Brookhurst St, Westminster, CA 92683 • United States

6951 Bolsa Avenue, Westminster, CA 92683 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Westminster CA 12/2013 12/2019
Jp Morgan Securities Llc Westminster CA 12/2019 02/2021
Jp Morgan Securities Llc Westminster CA 02/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-03
S63 Uniform Securities Agent State Law Examination 2014-04-03
  • S66 Uniform Combined State Law Examination
    2020-12-03
  • S63 Uniform Securities Agent State Law Examination
    2014-04-03
Other Names
  • Tommy Ngoc Le Nguyen

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTMINSTER, CA
CETERA INVESTMENT ADVISERS LLC · WESTMINSTER, CA
CRIMSON INVESTMENT MANAGERS, LLC · WESTMINSTER, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Westminster, CA
ADVISOR SHARE WEALTH MANAGEMENT, LLC · Westminster, CA
J.P. MORGAN SECURITIES LLC · WESTMINSTER, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HUNTINGTON BEACH , CA
LPL FINANCIAL LLC · HUNTINGTON BEACH, CA

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