Uyen Quang

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  East West Bank
  Westminster, CA
• 06/2026 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2026 → Present
  Cetera Investment Advisers Llc
  Westminster, CA
• 11/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Garden Grove, CA
• 04/2018 → 11/2018
  Skinzone Medical Inc.
  Santa Ana, CA
• 04/2017 → 01/2018
  Van Phong Di Tru Quoc Tich My
  Westminster, CA
• 01/2014 → 03/2017
  Jewelry Medical Group
  Ho Chi Minh
• 01/2023 → Present
  Andes 2017
  Garden Grove, CA
• 08/2023 → Present
  Fnt Group/Dba Khoi Restaurant
  Garden Grove, CA
• 01/2025 → Present
  Bank Of America, N.A.
  Garden Grove, CA

Previous Registrations

• 2025-03-05 → 2026-05-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Garden Grove, CA
  New York, NY

Other Businesses

ANDES 2017 DBA HAY KARAOKE AND EVENTS, 100% OWNER, 5/HRS/WK; UYEN DIEM VAN QUANG REVOCABLE LIVING TRUST, 100% OWNER

Exams

• S66 Uniform Combined State Law Examination
  2025-03-04

Other Names

• Gwen Quang
• Uyen Truong
• Uyen Diem Van Quang