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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | Westminster | CA | 05/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2026 | Present |
| Cetera Investment Advisers Llc | Westminster | CA | 06/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden Grove | CA | 11/2018 | Present |
| Skinzone Medical Inc. | Santa Ana | CA | 04/2018 | 11/2018 |
| Van Phong Di Tru Quoc Tich My | Westminster | CA | 04/2017 | 01/2018 |
| Jewelry Medical Group | Ho Chi Minh | 01/2014 | 03/2017 | |
| Andes 2017 | Garden Grove | CA | 01/2023 | Present |
| Fnt Group/Dba Khoi Restaurant | Garden Grove | CA | 08/2023 | Present |
| Bank Of America, N.A. | Garden Grove | CA | 01/2025 | Present |
ANDES 2017 DBA HAY KARAOKE AND EVENTS, 100% OWNER, 5/HRS/WK; UYEN DIEM VAN QUANG REVOCABLE LIVING TRUST, 100% OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-04 |
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