Shelby Thai

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westminister, CA
• 07/2016 → 07/2018
  Wells Fargo Bank
  Costa Mesa, CA
• 08/2015 → 05/2018
  California State University Long Beach
  Long Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-12-02

Other Names

• Anh Phuong Thai