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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-04
CA RA APPROVED 2025-10-30
NV RA APPROVED 2025-10-30
  • AZ RA
    APPROVED
    Since 2025-11-04
  • CA RA
    APPROVED
    Since 2025-10-30
  • NV RA
    APPROVED
    Since 2025-10-30

Branch Locations

14256 Beach Blvd, Westminster, CA 92683 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Westminster CA 03/2009 Present
Kelly Duong Insurance Agency Westminster CA 04/2009 Present
State Farm Investment Management Corp Westminster CA 10/2025 Present
  • 03/2009 → Present
    State Farm Vp Management Corp
    Westminster, CA
  • 04/2009 → Present
    Kelly Duong Insurance Agency
    Westminster, CA
  • 10/2025 → Present
    Westminster, CA
Other Businesses

1. Kelly Duong's Insurance Agency; Insurance Agency; Investment-related; 14256 Beach Blvd Westminster, CA 92683-4562; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2009; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-29
S63 Uniform Securities Agent State Law Examination 2008-09-03
  • S65 Uniform Investment Adviser Law Examination
    2025-10-29
  • S63 Uniform Securities Agent State Law Examination
    2008-09-03

View on SEC IAPD

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Other Offices

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