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Gina G Nguyen

J.P. Morgan Securities LLC

Westminster, CA

Garden Grove, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
CA RA APPROVED 2018-08-22
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • CA RA
    APPROVED
    Since 2018-08-22

Branch Locations

14011 Beach Blvd., Westminster, CA 92683 • United States

12991 Beach Blvd, Garden Grove, CA 92841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Westminster CA 05/2009 07/2018
J.P. Morgan Securities Llc Westminster CA 10/2012 Present
Deluxe Beauty Westminster CA 01/2018 02/2023
J.P. Morgan Securities Llc Westminster CA 06/2019 Present
J.P. Morgan Securities Llc Westminster CA 08/2018 05/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-15
S63 Uniform Securities Agent State Law Examination 2007-09-04
  • S66 Uniform Combined State Law Examination
    2018-08-15
  • S63 Uniform Securities Agent State Law Examination
    2007-09-04
Other Names
  • Tuong G Nguyen
  • Gina Nguyen

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTMINSTER, CA
CETERA INVESTMENT ADVISERS LLC · WESTMINSTER, CA
CRIMSON INVESTMENT MANAGERS, LLC · WESTMINSTER, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Westminster, CA
ADVISOR SHARE WEALTH MANAGEMENT, LLC · Westminster, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HUNTINGTON BEACH , CA
LPL FINANCIAL LLC · HUNTINGTON BEACH, CA
CENTAURUS FINANCIAL, INC. · HUNTINGTON BEACH, CA

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