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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lufkin | TX | 10/2013 | 08/2022 |
| Bank Of America, N.A. | Lufkin | TX | 04/2014 | 08/2022 |
| Sanctuary Securities, Inc. | Diboll | TX | 08/2022 | Present |
| Sanctuary Advisors, Llc | Diboll | TX | 08/2022 | Present |
1) Name: Lions Club Position: 2nd Vice President Nature: Charitable Organization helping Youth. Investment Related: No Hours: 8 Securities Trading Hours: 4 Start Date: 02/02/2014 Address: PO Box 161, Lufkin TX 75902, United States Description: In charge of board related activities and helping find speakers for lunch. 2) Name: Angelina County Chamber of Commerce Position: Incoming Board Chair Nature: Help businesses in the area grow and collaborate. Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 01/01/2015 Address: 1615 S Chestnut St, Lufkin TX 75901, United States Description: Guide the President and CEO on decisions related to the growth and prosperity of the chamber.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-13 |
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