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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-30 |
Branch Locations
5030 Champions Dr., Lufkin, TX 75901 • United States
Lufkin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Lufkin | TX | 08/2016 | Present |
(1) CASA; ADDRESS: 317 E. SHEPARED AVE., LUFKIN, TX 75901; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 11/01/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) WOODLAND HEIGHTS ADVISORY BOARD; ADDRESS: 505 S. JOHN REDDIT DRIVE, LUFKIN, TX; BUSINESS DESCRIPTION: MEDICAL CENTER; NOT INVESTMENT RELATED; START DATE: 01/01/2012; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: GENERAL ADVISORY; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (3) NAME OF ENTITY: 5030 Champions LTD ADDRESS: 5030 Champions Lufkin Texas INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: A Limited partnership that owns the office building 5030 Champions CAPACITY: Partner START DATE: 11.01.22 DUTIES: Just managing the building, collecting rent and paying expenses. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: 14th Fairway, LLC ADDRESS: 5030 Champions Lufkin Texas INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: A Holding Company for 5030 Champions drive CAPACITY: Other START DATE: 11.01.22 DUTIES: Manage 5030 Champions office building owned by 5030 Champions LTD HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) NAME OF ENTITY: Alzheimer's Association of Houston and South East Texas. ADDRESS: 6055 South Loop East Houston TX 77087 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The Alzheimer's Association is a charity that works to end Alzheimer's and all dementia START DATE: 08.25.23 CAPACITY: Board of Directors * DUTIES: Attend 12 board meetings and help spread Alzheimer's awareness. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-29 |
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