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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lufkin | TX | 06/2012 | 08/2022 |
| Bank Of America, N.A. | Lufkin | TX | 02/2015 | 08/2022 |
| Sanctuary Securities, Inc. | Diboll | TX | 08/2022 | Present |
| Sanctuary Advisors, Llc | Diboll | TX | 08/2022 | Present |
1) Name: Junior League of Lufkin Position: President Nature: Service Organization for the benefit of Lufkin/ Angelina County area women and children Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 06/01/2022 Address: PO Box 151812, Lufkin TX 75901, United States Description: Oversight of the JLL Board. Also oversight of the JLL's community service projects.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-15 |
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