Roy Maxwell Alvis, Jr.

Current Employers

Employment History

• 09/1991 → 08/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lufkin, TX
• 09/2009 → 08/2022
  Bank Of America, Na
  Lufkin, TX
• 08/2022 → Present
  Sanctuary Securities, Inc.
  Diboll, TX
• 08/2022 → Present
  Sanctuary Advisors, Llc
  Diboll, TX

Previous Registrations

• 1991-09-24 → 2022-08-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lufkin, TX

Other Businesses

1) Name: Estate of Betty Sexton Brown Position: Administrator Nature: Administrator for the estate of my Mother In Law, Better Sexton Brown Investment Related: Yes Hours: 4Securities Trading Hours: 0 Start Date: 09/19/2019 Address: 1908 Columbine Drive, Lufkin TX 75904, United States Description: Administrator of the estate including distribution of assets for the estate of Betty Sexton Brown (Mother in Law) 2) PANTHERTOWN HOLDINGS, LLC POSITION: Manager NATURE: The LLC was created as an entity to hold the deed of a 2nd home that my wife, Sally, and I built in North Carolina. The use of the LLC to hold the property provides efficient estate transfer of property out of the state of Texas. The home was completed in October 2023 for use by my immediate family. The home will not be used for rental purposes and no income will occur. The LLC currently has no assets and it is anticipated the deed transfer process will begin in May 2024. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 9/15/2023 ADDRESS: 1908 Columbine Drive, Lufkin TX 75904, United States DESCRIPTION: Sally and I are 50 / 50 owners (members) and managers of the LLC. Our duties are the management and oversight of the LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-19
• S63 Uniform Securities Agent State Law Examination
  1989-01-25

Other Names

• Max Alvis
• Max Alvis
• Roy Maxwell Alvis