John Phillip Friesen

Current Employers

Employment History

• 08/2016 → Present
  Rbc Capital Markets, Llc
  Lufkin, TX

Previous Registrations

• 2009-06-01 → 2016-09-02
  Morgan Stanley
  Lufkin, TX
• 2008-07-16 → 2009-06-01
  Morgan Stanley & Co. Llc
  Lufkin, TX
• 2008-01-01 → 2008-07-21
  Wells Fargo Clearing Services, Llc
  Lufkin, TX
• 2002-11-15 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Lufkin, TX
  St. Louis, MO

Other Businesses

(1) SOUTHERN DECOR; LUFKIN, TEXAS; OWNER; INCORPORATED SO I COULD BUY FURNISHINGS AT A DISCOUNT. BOUGHT SOME REAL ESTATE IN THE CORPORATION. 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS. 01/1990 (2) FRIESEN BROTHERS PARTNERSHIP; LUFKIN TX ; PARTNER; 01/2002; PRIVATE; 3/HRS PER YEAR; .1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; (3) OLD SETTLERS GENERAL STORE; ADDRESS: 2501 PARTRIDGE ROAD ROUND ROCK TX 78681; BUSINESS DESCRIPTION: CONVENIENCE STORE; NOT INVESTMENT RELATED; START DATE: 10/01/2005; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (4) PECAN-VALLEY-GREEN TREE-HOLLYVIEW; ADDRESS: JOHN REDDIT DR LUFKIN TX 75901; BUSINESS DESCRIPTION: MULTIPLE RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 01/01/1985; CAPACITY: 3% OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (5) 5030 LUFKIN TX; 1/3 OWNER; OWN BUILDING HOPE TO RENT; 01/2005 (6) LA FRONTERRA PLAZA; ADDRESS: 4330 GAINES RANCH LOOP, AUSTIN, TX 78735; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 08/15/15; CAPACITY: LIMITED PARTNER; DUTIES: NONE; HOURS DEVOTED TO THIS OBA PER MONTH: NONE; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: NONE (7) SOUTHERN DECOR, INC.; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: AIRPLANE OWNERSHIP; NOT INVESTMENT RELATED; START DATE: - 01/02/20; CAPACITY: OWNER-ACTIVE; DUTIES: AIRPLANE CARE/FUNDS INVESTMENT, NO ACTIVE BUSINESS INVESTMENT; HOURS DEVOTED TO THIS OBA PER MONTH: NONE; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: NONE; (8) 14th FIRWAY LLC; PERSONAL RESIDENCE; BUSINESS DESCRIPTIONS: LLC GENERAL PARTNER; NOT INVESTMENT RELATED; START DATE: 09/01/05; CAPACITY: PARTNER; DUTIES: NONE; HOURS DEVOTED TO THIS OBA PER MONTH: NONE; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: NONE; (9) 5030 CHAMPIONS LLC; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: OFFICE BUILDING; NOT INVESTMENT RELATED; START DATE: 01/01/2005; CAPACITY: OWNER-ACTIVE; DUTIES: DECISION MAKING; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (10) NONE; ADDRESS: 1208 CHAMPIONS LUFKIN, TX; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: BOUGHT A RESIDENTIAL LOT TO RESALE HOPEFULLY AT A HIGHER PRICE; CAPACITY: OWNER/ACTIVE - PARTNER; START DATE: 02/08/2019; DUTIES: NONE; HOURS DEVOTED PER MONTH: 00; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-05-05