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Desmond Jermaine Dimond

Maia Wealth

Denver, CO

Denver, CO

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Current Employers
Maia Wealth

1331 17Th Street Suite 800, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-02
TX RA APPROVED 2018-11-20
  • CO RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED
    Since 2018-11-20

Branch Locations

1401 17 St Suite 850, Denver, CO 80202 • United States

1331 17Th Street Suite 800, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Denver CO 01/2015 03/2018
Mml Investors Services Llc Denver CO 03/2015 03/2018
Maia Wealth, Llc Denver CO 12/2017 Present
  • 01/2015 → 03/2018
    Massmutual Life Insurance Company
    Denver, CO
  • 03/2015 → 03/2018
    Denver, CO
  • 12/2017 → Present
    Maia Wealth, Llc
    Denver, CO
Previous Registrations
Other Businesses

INSURANCE AGENT. VARIOUS CARRIERS. NOT INVESTMENT RELATED. TRADING HOURS TIME SPENT= 15 HOURS PER MONTH Desmond Dimond is the owner of Dimond Ventures LLC ("Dimond Ventures"). Dimond Ventures is a holding company for the ownership of Maia Wealth. Dimond Ventures is not affiliated in any other business activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-23
  • S66 Uniform Combined State Law Examination
    2015-05-23
Other Names
  • Desmond Cato
  • Dez Cato
  • Desmond Cato
  • Desmond Jermaine Cato

View on SEC IAPD

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