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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-26 |
Branch Locations
4305 N Garfield St. Ste. 252, Midland, TX 79705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Midland | TX | 04/2016 | 06/2018 |
| Bank Of America, N.A. | Midland | TX | 05/2017 | 06/2018 |
| Cambridge Investment Research, Inc. | Fredrick | IA | 06/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2018 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING, 06/2014 2) MWA FINANCIAL GROUP, 4305 N GARFIELD ST, SUITE 252, MIDLAND TX 79705, 01/2024, OWNER, USING A TRADE NAME/DBA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 3) DON WOODY WOODWARD CAMPAIGN, 3219 Highsky Dr, Midland TX 79707, 05/2025, Treasurer, Volunteer, NIR, 5 HR/MO, 2 HR/MO TRADING. 4) POTTS AND SIBLEY FOUNDATION, PO Box 8907, Midland, TX 79708, 08/2026, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-19 |
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