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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-26 |
| RI | RA | APPROVED | 2025-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Warwick | RI | 06/2014 | 10/2016 |
| Pruco Securities, Llc | Warwick | RI | 06/2014 | 10/2016 |
| New York Life Insurance Company | Warwick | RI | 09/2016 | 06/2018 |
| Nylife Securities Llc | Warwick | RI | 12/2016 | 06/2018 |
| Eagle Strategies Llc | Johnston | RI | 05/2017 | 06/2018 |
| Citizens Securities, Inc. | Providence | RI | 06/2018 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 09/2022 | 04/2025 |
| Franco Bros Inc | Cranston | RI | 08/2016 | 05/2017 |
| Bank Of America, N.A. | Providence | RI | 11/2022 | 04/2025 |
| Ameriprise Financial Services Llc | Cranston | RI | 04/2025 | Present |
Outside Employment; Gamm Financial Group; Advising clients of the business; Manage advisory business; 888 Reservoir Ave, , Cranston, RI, 02910; Investment-Related; 04/29/2025; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-21 |
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