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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-12-13 |
Branch Locations
95 Sockanosset Cross Road Suite 209, Cranston, RI 02920 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2022 | 12/2023 |
| Citizens Bank | Bristol | RI | 05/2018 | 01/2022 |
| Unemployed | Newport | RI | 02/2018 | 05/2018 |
| Idc Inc. | Newport | RI | 08/2016 | 02/2018 |
| Scranton Financial Group | Westbrook | CT | 12/2023 | Present |
| Sound Income Strategies Llc | Fort Lauderdale | FL | 12/2023 | Present |
1. Scranton Financial Group - Client Aquisition Advisor - Investment related. 63 Sockanosset Cross Road Suite 2C Cranston, RI 02920. Recruiting new clients for Investment Advisory and Fixed Insurance services. This encompasses approximately 80% of business hours. 2. Scranton Financial Group - Fixed Insurance, Fixed Annuity and Health Insurance sales. - Investment related. 63 Sockanosset Cross Road Suite 2C Cranston, RI 02920. This encompasses approximately 10% of business hours. 3. Retirement Income Source DBA - Investment related. Marketing to prospective clients for Investment Advisory and Fixed Insurance services. 63 Sockanosset Cross Road Suite 2C Cranston, RI 02920. This does not encompass any business hours. 4. Retirement Income Source SFG - Investment related. Marketing to prospective clients for Investment Advisory and Fixed Insurance services. 63 Sockanosset Cross Road Suite 2C Cranston, RI 02920. This does not encompass any business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-04 |
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