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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-09-26 |
Branch Locations
75 Sockanosset Cross Rd #202, Cranston, RI 02920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Hartford | CT | 06/2010 | 06/2024 |
| Lpl Financial Llc | Cranston | RI | 09/2024 | Present |
| Unemployed | Danielson | CT | 06/2024 | 09/2024 |
1.09/26/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pilot Financial; Investment Related; at Reported Business Location(s); Start Date 09/16/2024; 160hrs/mth; 8hrs during trading 2.11/08/2024; Pilot Financial; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 10/25/2024; 2hrs/mth; 2hrs during trading 3.08/04/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Proppe Wealth Management; Investment Related; at Reported Business Location(s); Start Date 07/29/2026; 160hrs/mth; 130hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-20 |
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