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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2021-03-04 |
Branch Locations
63 Sockanosset Cross Rd. Suite 1B, Cranston, RI 02920 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 02/2000 | 05/2017 |
| Ameriprise Financial Services, Inc. | Cranston | RI | 06/2017 | 01/2018 |
| Barrett & Company | Providence | RI | 03/2019 | 05/2020 |
| Transamerica | Norwood | MA | 01/2018 | 03/2019 |
| Lpl Financial | Cranston | RI | 02/2021 | Present |
| Amazon | Providence | RI | 10/2020 | Present |
| Unemployed | Cranston | RI | 05/2020 | 10/2020 |
1)02/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - NE FINANCIAL PARTNERS - INVESTMENT RELATED - CRANSTON, RI
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-21 |
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